Ex Parte YAMANOI et al - Page 3




              Appeal No. 2002-1594                                                                                      
              Application No. 09/057,573                                                                                

                                                       OPINION                                                          
                     In response to the section 103 rejection of instant claim 1, appellants argue that                 
              Kawashima fails to teach the step of detecting a direction and magnitude of a slice level                 
              shift from the slicer based on at least one phase error signal.  (Brief at 6.)                            
                     The examiner responds that Kawashima detects both direction and magnitude of                       
              the slice level shift, referring to “col. 2, lines 40 plus.”  (Answer at 4.)                              
                     Kawashima at column 2, line 39 et seq. describes the “time chart” comprised of                     
              Figures 8(b) and 8(c), relating to the conventional apparatus shown in Figure 7.  The                     
              identified section of Kawashima describes correcting slice level B upward (Fig. 8(b)) or                  
              downward (Fig. 8(c)).  The correction of slice level, however, refers to generation (by                   
              generating section 16; Fig. 7), rather than detection of slice level shift.  Kawashima                    
              describes detection of slice level at column 2, lines 1-25.  Data detector 14 (Fig. 7)                    
              compares output A of the AGC circuit and equalizer 13 with slice level signal B, and                      
              converts output A (originating from photodetector 4A) into binary data of “0” or “1.”                     
                     We find no express disclosure of detecting a direction and magnitude of a slice                    
              level shift from a slicer based on a phase error signal, and controlling the slicer in                    
              accordance with the detection, as required by instant claim 1.  Nor has the examiner set                  
              forth any reasoning with respect to why Kawashima’s detection might be recognized by                      
              the artisan as necessarily performing (i.e., under the principles of inherency) the step                  
              recited in the claim.                                                                                     


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