NICHOLS et al. V. TABAKOFF et al. - Page 13



            Interference No, 104,522 Paper108                                                                           
            Nichols v. Tabakoff Page 13                                                                                 
            14. Dr. Alfred C. Nichols admitted that he alone did all the syntheses recorded in his                      
            laboratory notebooks (NR, P. 63, 11.  12-16).4                                                              
            15. According to Dr. Nichols, "[t]he labels I apply to samples correspond to particular                     
            samples from particular pages from my Lab Books. Thus, sample 94A-13-111                                    
            corresponds to sample I I I from page 13 of my Lab Book No. 94A." (NR, p. 28, 120).                         
                                  a. the April 11, 1994 synthesis                                                       
            16. Dr. Nichols testified that                                                                              
                   [o]n April 11, 1994, ... I utilized triphosgene 1CO(OCCU21 to attach the                             
                   carbony] group [CO] to the 4-amino group of 4-amino-5,7-dichloro-2                                   
                   carboxy-quinoline methyl ester and diethylamine [NH(ethyl)21 to attach the                           
                   secondary amine [NJ to the carbonyl group [CO]. Attached as Exhibit                                  
                   2030 are copies of pages 94A-63 and 94A-64 from my Lab Book                                          
                   documenting this experiment, which also documents the expected product                               
                   having a 4-diethyl urea substitution. I labeled a sample from this                                   
                   experiment 94A-64-11 and had a nuclear magnetic resonance (NMR)                                      
                   spectrum performed on this sample. NMR spectra are used to identify                                  
                   chemical structures. A copy of the spectrum data sheet generated from                                
                   the NMR spectrum of sample 94A-64-11 is attached as Exhibit 2031. The                                
                   NMR spectral data indicates that the expected product having a 4-diethyl                             
                   urea substitution ((NN-diethyl)-4-ureido-5,7-dichloro-2-carboxy-quinoline                            
                   methyl ester) was successfully produced. I do not know the exact date                                
                   that the NMR spectrum was performed; however, page 94A-64 of my Lab                                  
                   Book (Exhibit 2030) includes an entry dated April 28, 1994 relative to the                           
                   NMR spectrum. [NR, p. 30, 127.]                                                                      




                   4 Citations to the testimony of Dr. Nichols are to Nichols Record ("NRO) pages, rather than to an    
            exhibit number because Nichols did not submit a complete copy of the November 20, 2001 Deposition of        
            Affred C. Nichols, Ph.D., as an exhibit. We note that (a) NR pp. 5-16 correspond to Exhibit 2012, pp. 1     
            12, (b) NR pp. 17-24 correspond to Exhibit 2028, pp. 1-8, (c) NR, pp. 25-37 correspond to Exhibit 2029,     
            %11-61 on unnumbered pp. 1-13, and (d) NR pp. 38, 104, and 105 correspond to Exhibit 1012, a three          
            page document numbered as pp. 1, 67 and 68. Exhibit 2073 is an unsigned, undated thirteen page              
            document titled "Declaration of Alfred C. Nichols" which is identified at NR, p. viii as a draft of NichoIS11d
            Declaration (related to Exhibit 2029).                                                                      





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