Ex Parte GOVER et al - Page 18




          Appeal No. 1999-0288                                                        
          Application No. 08/538,071                                Page 18           


          evidence on the record.  In order to sustain the examiner's                 
          rejection under 35 U.S.C. § 103(a), we would have to resort to              
          speculation or unfounded assumptions to supply the deficiencies             
          in the factual basis of the rejection.  The examiner may not                
          resort to speculation or unfounded assumptions to supply                    
          deficiencies in establishing a factual basis.  See                          
          In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA 1967).           
          Stated differently, the subjective opinion of the examiner as to            
          what is or is not obvious, without evidence in support thereof,             
          does not provide a factual basis upon which the legal conclusion            
          of obviousness can be reached.  Simply put, more evidence is                
          needed to convince us of the obviousness of the subject matter of           
          the claims on appeal, than for the examiner to rely upon the                
          examiner's own arguments.  Although decided subsequent to the               
          mailing of the examiner's answer, our reviewing court has made              
          clear in In re Lee, 277 F.3d 1338, 61 USPQ2d 1430 (Fed. Cir.                
          2002), and In re Zurko, 111 F.3d 887, 42 USPQ2d 1476 (Fed. Cir.             
          2001) that rejections must be supported by substantial evidence             
          in the administrative record and that where the record is lacking           
          in evidence, this Board cannot and should not resort to unfounded           
          speculation.  From all of the above, we therefore find that the             
          examiner has failed to establish a prima facie case of                      







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