Ex Parte Ozeki et al - Page 12


                  Appeal No. 2006-0108                                                                                                         
                  Application No. 09/980,620                                                                                                   

                  GREEN, Administrative Patent Judge, concurring-in-part; dissenting-in-part.                                                  


                         I agree with the majority that the examiner has made out a prima facie                                                
                  case of unpatentability as to claims 1-3, 10, 12-14 and 19.  I would go farther,                                             
                  however, and also affirm the rejection under 35 U.S.C. § 102(b) as to claim 4,                                               
                  and the obviousness rejection as to claims 5-9, 11, 20, 21 and 25-28.                                                        
                         Claim 4 stands rejected under 35 U.S.C. § 102(b) as being anticipated by                                              
                  Kakuda.                                                                                                                      
                         Claim 4 is drawn to “[a] method for promoting sleep in an individual having                                           
                  sleep disorders, comprising administering an effective sleep promoting amount of                                             
                  theanine to the individual having sleeping disorders.”                                                                       
                         As I see it, the issue of whether Kakuda anticipates the method of claim 4                                            
                  rests on the interpretation of “sleep disorders.”  “[C]laims ‘must be read in view of                                        
                  the specification, of which they are a part,’” as “the specification ‘is always highly                                       
                  relevant to the claim construction analysis.  Usually, it is dispositive; it is the                                          
                  single best guide to the meaning of a . . . term.’”  Phillips v. ATWH Corp., 415                                             
                  F.3d 1301, 1315, 75 USPQ2d 1321, 1327 (Fed. Cir. 2005) (en banc) (citations                                                  
                  omitted).  Moreover, during ex parte prosecution, claims are to be given their                                               
                  broadest reasonable interpretation consistent with the description of the invention                                          
                  in the specification.  See In re Zletz, 893 F.2d 319, 321, 13 USPQ2d 1320, 1322                                              
                  (Fed. Cir. 1989).                                                                                                            





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