Ex Parte Kim et al - Page 2

               Appeal 2007-0953                                                                             
               Application 10/607,466                                                                       
                                                                                                           
                                      STATEMENT OF THE CASE                                                 
                      Appellants invented a wavelength division multiplexer/demultiplexer                   
               used in a planar lightwave circuit for multiplexing and demultiplexing                       
               optical signals.  Specifically, the invention comprises an input waveguide for               
               inputting a multiplexed optical signal to an arrayed waveguide grating                       
               (AWG), and output waveguides for outputting single-channel optical signals                   
               demultiplexed by the AWG.  The input waveguide comprises two sub-                            
               waveguides: a first sub-waveguide with a parabolic horn shape, and a second                  
               sub-waveguide with a progressively decreasing width.  Such a structure not                   
               only increases bandwidth via mode coupling, but also reduces side-lobe                       
               generation by the higher mode optical signal.  Both the input waveguide and                  
               the output waveguides are disposed on both sides of the substrate centering                  
               on the AWG thereby providing a bi-directional multiplexing/demultiplexing                    
               capability.1  Claim 10 is illustrative:                                                      
                      10. A wavelength division multiplexer/demultiplexer for use in a                      
               planar lightwave circuit (PLC) having an arrayed waveguide grating                           
               including a plurality of optical waveguides, an input waveguide for inputting                
               a multiplexed optical signal to the grating, and output waveguides for                       
               outputting single-channel optical signals demultiplexed by the grating, the                  
               wavelength division multiplexer/demultiplexer comprising:                                    
                      an input waveguide having,                                                            
                      a first sub-waveguide, whose width gradually increases in a                           
               progressing direction of the optical signal such that, starting at an input of               
               the sub-waveguide and with the gradual increase, tapering of the sub-                        
               waveguide is directed inwardly in a concave manner; and                                      

                                                                                                           
               1 See generally Specification page 5,  line 1 through page 6, line 6; page 9,                
               lines 2-6; page 10, line 15 through page 11, line 14; page 13, line 12 through               
               page 14, line 10.                                                                            
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