Ex Parte Kim et al - Page 3

               Appeal 2007-0953                                                                             
               Application 10/607,466                                                                       
                                                                                                           
                      a second sub-waveguide, continuously joined to the first sub-                         
               waveguide, whose width gradually decreases in the progressing direction of                   
               the optical signal passing through the first sub-waveguide, wherein the input                
               waveguide, comprising the first and second sub-waveguides, is respectively                   
               disposed on both sides of the substrate centering on the arrayed waveguide                   
               grating, an the output waveguides arranged in parallel with the input                        
               waveguide are respectively disposed on both sides of the substrate centering                 
               on the arrayed waveguide grating.                                                            
                      The Examiner relies on the following prior art reference to show                      
               unpatentability:                                                                             
               McGreer                   US 6,563,988 B2           May 13, 2003                             

                      The Examiner’s rejection is as follows:                                               
                      Claims 10-13 are rejected under 35 U.S.C. § 102(b)2 as being                          
               anticipated by McGreer.                                                                      
                      Rather than repeat the arguments of Appellants or the Examiner, we                    
               refer to the Brief and the Answer3 for their respective details.  In this                    
               decision, we have considered only those arguments actually made by                           
               Appellants.  Arguments which Appellants could have made but chose not to                     

                                                                                                           
               2 Although the Examiner rejected the claims under § 102(b), the cited                        
               reference actually qualifies as prior art under §§ 102(a) and (e) -- not                     
               § 102(b) -- since the filing date of the present application is Jun. 26, 2003                
               and the reference’s publication date is May 13, 2003.  In any event, we                      
               consider this procedural error harmless as it does not affect the merits of the              
               anticipation rejection on appeal.                                                            
               3 An Appeal Brief was initially filed on Jan. 24, 2005, and an Examiner’s                    
               Answer was initially filed on Apr. 21, 2005.  On Dec. 30, 2005, the Board                    
               issued an order indicating, among other things, that the brief was defective.                
               In response, a second Appeal Brief was filed on Jan. 9, 2006 and a second                    
               Examiner’s Answer filed Apr. 3, 2006.  We refer to the second Brief and the                  
               second Answer respectively throughout this opinion.                                          
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