Ex Parte Fang et al - Page 7

                Appeal 2007-2105                                                                              
                Application 10/762,445                                                                        

                the bottom of the recess is not under the source region.  The Vss connection                  
                region under the bottom of the recess, at best, is under the remaining part of                
                the Vss connection region that continues at the recess wall towards the gate                  
                stack.  The only positional relationship between the source and the Vss                       
                connection region disclosed in Hori is that the source is between the Vss                     
                connection region and the channel region (FF 3).  This configuration results                  
                in the Vss connection region being adjacent, and not under the source, as                     
                required by the claims.                                                                       

                                                  CONCLUSION                                                  
                      On the record before us, we find that the Examiner fails to make a                      
                prima facie case that Hori anticipates claim 1 or the other independent claim                 
                8, which includes similar limitations.  Therefore, in view of our analysis                    
                above, the 35 U.S.C. § 102 rejection of claims 1, 2, 4-6, 8, 9, and 11-13 as                  
                anticipated by Hori cannot be sustained.  Additionally, we do not sustain the                 
                35 U.S.C. § 103 rejection of claims 7 and 14 over Hori and Kobayashi as the                   
                Examiner has not identified any teachings in Kobayashi related to the Vss                     
                connection region situated under the source to overcome the deficiencies of                   
                Hori discussed above.                                                                         

                                                    DECISION                                                  
                      The decision of the Examiner rejecting claims 1, 2, 4-6, 8, 9, and 11-                  
                13 under 35 U.S.C. § 102 and claims 7 and 14 under 35 U.S.C. § 103 is                         
                reversed.                                                                                     



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