Ex Parte Hammerstad - Page 2

                Appeal 2007-2241                                                                                   
                Application 09/768,990                                                                             
            1          We find that the appeal is not in condition for a decision. This                            
            2   application is remanded to the Examiner to address the matters specified                           
            3   below and to take action deemed appropriate.                                                       
            4          The Appeal Brief (filed May 9, 2006) and Answer (mailed Jun. 14,                            
            5   2006) define the issue as whether an affidavit Appellant filed under                               
            6   37 C.F.R. § 1.131 (filed Dec. 12, 2005) is sufficient to demonstrate prior                         
            7   invention by Appellant and thereby render Batachia legally unavailable as                          
            8   prior art under 35 U.S.C. § 102(e). Given that Appellant has not been                              
            9   afforded an opportunity to overcome deficiencies in the 131 affidavit, it is                       
           10   premature for the Board to decide this issue.                                                      
           11          Batachia was first introduced as prior art and applied, in combination                      
           12   with Alberts and Tso, against the claims under 35 U.S.C. § 103(a) in the                           
           13   Final rejection (mailed Oct. 31, 2005). Appellant responded to the Final                           
           14   rejection with an affidavit (Dec. 12, 2005) pursuant to 37 C.F.R. §1.131 to                        
           15   evidence prior invention in an attempt to render Batachia legally unavailable                      
           16   as prior art under 35 U.S.C. § 102(e). An Advisory action then issued                              
           17   (mailed Dec. 22, 2005) indicating that the 131 affidavit was ineffective to                        
           18   overcome Batachia because, according to the Examiner, Batachia was                                 
           19   legally available as prior art under 35 U.S.C. § 102(b). The Advisory Action                       
           20   also included a discussion briefly explaining that the 131 affidavit was                           
           21   deficient for failing to show prior reduction to practice, conception, and                         
           22   diligence. During a subsequent interview (held Feb. 1, 2006; recorded in the                       
           23   Interview Summary, mailed Feb. 17, 2006), the Examiner agreed that                                 
           24   Batachia did not qualify under 35 U.S.C. § 102(b), thereby conceding that                          
           25   Batachia qualified as prior art under 35 U.S.C. § 102(e). The Examiner                             
           26   repeated, again briefly, that the 131 affidavit was deficient for failing to                       

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