Ex Parte Hammerstad - Page 3

                Appeal 2007-2241                                                                                   
                Application 09/768,990                                                                             
            1   show prior reduction to practice, conception, and diligence. Appellant then                        
            2   filed a Notice of Appeal (filed Feb. 2, 2006) accompanied by a Pre-Appeal                          
            3   Brief Request for Review (filed Feb. 2, 2006), which included this passage:                        
            4                 The claims have been finally rejected under 35 USC 103(a) as                         
            5          being unpatentable over three references, one of which Applicant                            
            6          contends is not prior art. In response to the final Office Action,                          
            7          Applicant filed an affidavit under 37 CFR 1.131 and provided an                             
            8          internal company invention disclosure form as evidence of an early                          
            9          internal disclosure of Applicant's invention. Examiner's Advisory                           
           10          Action of 12/22/05 misstates the period of time between the priority                        
           11          date of Applicant's application and the priority date of the relied-upon                    
           12          reference. Examiner's Advisory Action of 12/22/05 further misstates                         
           13          the requirements regarding diligence. Examiner's Advisory Action of                         
           14          12/22/05 is missing an explanation of a deficiency in the showing of                        
           15          the conception of Applicant's invention. Examiner's Advisory Action                         
           16          of 12/22/05 is further missing an explanation of the lack of showing of                     
           17          the alleged reduction to practice.                                                          
           18   Pre-Appeal Brief Request for Review, p. 1. A Pre-Appeal Conference was                             
           19   held and the panel determined, without further comment, that the rejection of                      
           20   claims 1-6 and 9-13 should proceed to the Board. The panel did not provide                         
           21   further explanation of the deficiencies of the 131 affidavit as had been                           
           22   requested by Appellant in the Pre-Appeal Brief Request for Review (see                             
           23   passage reproduced above). See the Notice of Panel Decision from Pre-                              
           24   Appeal Brief Review, mailed Feb. 17, 2006. Appellant then filed the Appeal                         
           25   Brief (filed May 9, 2006; a prior-filed Appeal Brief was determined to be                          
           26   defective) devoted entirely to reasons why Appellant believed the 131                              
           27   affidavit was sufficient to show prior invention. Then, for the first time, in                     
           28   the subsequent Examiner’s Answer (mailed Jun. 14, 2006), a full                                    
           29   explanation as to why the 131 affidavit fails to evidence prior invention was                      
           30   provided. Pp. 11-15.                                                                               


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