Ex parte MISHIKAWA et al. - Page 8




                 Appeal No. 1998-1245                                                                                                             
                 Application No. 08/111,831                                                                                                       

                 required.  This limited evidence does not establish that the prior art would have suggested                                      
                 to one of ordinary skill in the art that the metabolites of DHA would likely be useful in the                                    
                 treatment of psychosis and that one attempting to use these metabolites in the manner                                            
                 claimed would have a reasonable likelihood of success, viewed in light of the prior art.                                         
                 See  In re Dow Chemical Co., 837 F.2d 469, 473, 5 USPQ2d 1529, 1531 (Fed. Cir.                                                   
                 1988).                                                                                                                           
                         As to the second proposition, we note that claims 8, 9, 11, and 13 are limited to                                        
                 specific compounds which are not described in the prior art initially relied on by the                                           
                 examiner.  Similarly, claims 10 and 12 are directed to specific classes of metabolites                                           
                 which are not described in the prior art relied on by the examiner.  The ethyl ester of DHA                                      
                 described by Kimura I does not correspond to any of the ethyl esters of claims 8, 9, 11, or                                      
                 13.  Further, there is no disclosure in any of these references which would establish that the                                   
                 designated P450 dehydrogenase metabolites of DHA were known or pharmaceutically                                                  
                 active for any purpose.  The general statements by the examiner relating to these                                                
                 metabolites do not raise to the level of evidence necessary to establish that these                                              
                 substances were known in this art at the time of the invention.                                                                  
                         With regard to claim 14, the examiner has relied on Kimura II which discloses                                            
                 derivatives of DHA, including phospholipids and triglycerides, as useful in obtaining                                            
                 improvement in brain function.  However, the examiner offers no evidence which would                                             



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