Ex Parte Steger - Page 4

                Appeal 2006-3369                                                                               
                Application 10/224,309                                                                         



                                            FINDINGS OF FACT                                                   
                      Findings of Fact concerning Group 1: Claims 1, 2, 6 – 17, 21 – 32,                       
                36 – 45 including independent claims 1 (method of operation),                                  
                16 (apparatus), and 31 (article of manufacture):                                               
                   1. The arguments of Appellant and Examiner on these claims center                           
                      exclusively around the fourth limitation of Claim 1, namely                              
                      “automatically providing by the computing environment, to the                            
                      person, one or more policy materials for compliance certification,                       
                      based at least in part on relevant parts of said updated employee                        
                      information, …”. Examiner contends that the Gullotta reference                           
                      teaches this limitation; Appellant contends that Gullotta does not                       
                      disclose it. (Br. 8).                                                                    

                   2. The interpretation of “policy materials for compliance certification”                    
                      becomes a key finding for the consideration of whether these claims                      
                      are anticipated by Gullotta.  The “ordinary meaning” of the phrase                       
                      would refer to documents containing policy statements, training                          
                      materials, forms, and other managerial papers that are used in                           
                      conjunction with a person’s role in the organization to assist                           


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