Alaska Statutes Title 45, Chapter 45.55, Article 05 - General Provisions

• Sec. 45.55.900 Exemptions.
  (a) The following securities are exempted from AS 45.55.070 and 45.55.075:(1) a security, including a revenue obligation, issued or guaranteed by the United States...
• Sec. 45.55.905 Administration of Chapter.
  (a) The Department of Commerce, Community, and Economic Development shall administer this chapter.(b) The administrator or an officer or employee of the administrator may...
• Sec. 45.55.910 Investigations and Subpoenas; Confidentiality.
  (a) The administrator may(1) make public or private investigations inside or outside this state considered necessary to determine whether a person has violated or...
• Sec. 45.55.915 Reimbursement of Expenses Incident to Examination or Investigation.
  (a) The administrator may require an issuer, broker-dealer, agent, investment adviser representative, federal covered adviser, or state investment adviser to reimburse the administrator for...
• Sec. 45.55.920 Orders, Injunctions, and Civil Penalties.
  (a) If it appears to the administrator that a person has engaged or is about to engage in an act or practice in violation...
• Sec. 45.55.925 Criminal Penalties.
  (a) In addition to the civil penalties assessed under AS 45.55.920, a person who wilfully violates a provision of this chapter except AS 45.55.030...
• Sec. 45.55.930 Civil Liability to Buyers.
  (a) A person is liable to the person buying the security from the person for the consideration paid for the security, together with interest...
• Sec. 45.55.935 Hearings.
  (a) The administrator shall adopt regulations, consistent with the provisions of this chapter and with regulations adopted under AS 44.64.060, governing administrative hearings conducted...
• Sec. 45.55.940 Judicial Review of Orders.
  (a) A person aggrieved by a final order of the administrator may obtain a review of the order in the superior court by filing,...
• Sec. 45.55.950 Regulations, Forms, Orders, and Hearings.
  (a) The administrator may make, adopt, amend, and rescind the regulations, forms, and orders that are necessary to carry out this chapter, including regulations...
• Sec. 45.55.960 Administrative Procedure Act Applies.
  AS 44.62 (Administrative Procedure Act) applies to all regulations adopted or authorized under this chapter.
• Sec. 45.55.970 Administrative Files and Opinions.
  (a) A document is filed when it is received by the administrator.(b) The administrator shall keep a register of all applications for registration and...
• Sec. 45.55.980 Applicability of the Chapter; Service of Process.
  (a) Unless the persons are exempt elsewhere in this chapter, AS 45.55.010, 45.55.025, 45.55.027, 45.55.028, 45.55.030(a), 45.55.035, 45.55.070, 45.55.075, 45.55.170, and 45.55.930 apply to...
• Sec. 45.55.990 Definitions.
  In this chapter unless the context otherwise requires,(1) "administrator" means the commissioner of commerce, community, and economic development or a designee of the commissioner;(2)...
• Sec. 45.55.995 Short Title.
  This chapter may be cited as the Alaska Securities Act.

Last modified: November 15, 2016