44-3321. Notice filings by open-end companies and unit investment trusts
A. Securities that are issued by an open-end company or unit investment trust may be offered for sale and sold in this state if the commission receives all of the following:
1. The documents that are filed with the SEC and that are required by the commission.
2. A consent to service of process.
3. The sales reports that are required by this article.
4. A notice filing fee computed pursuant to section 44-3324.
B. A notice filing is effective and renewable as provided in section 44-3322.
C. Securities that are exempt pursuant to section 44-1843 or that are sold in a transaction that is exempt pursuant to section 44-1844 are exempt from the requirements of this section.
Section: Previous 44-3294 44-3295 44-3296 44-3297 44-3298 44-3299 44-3300 44-3321 44-3322 44-3323 44-3324 44-3325 44-5001 44-5002 44-5003 NextLast modified: October 13, 2016