The Securities Commissioner, by rule or order, may require the filing of any prospectus, pamphlet, circular, form letter, advertisement, television, radio, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, as part of a registered offering or as part of an exempt offering required to be filed under § 23-42-503(d) or § 23-42-504(b).
Section: 23-42-502 23-42-503 23-42-504 23-42-505 23-42-506 23-42-507 23-42-508 23-42-509 NextLast modified: November 15, 2016