Arkansas Code Title 23, Subtitle 2, Chapter 42, Subchapter 2 - Administration

• § 23-42-201 - Administration by Securities Commissioner -- Conflicts of Interest.
  (a) This chapter shall be administered by the Securities Commissioner, who shall be appointed by the Governor and who shall serve at the pleasure...
• § 23-42-202 - Delegation of Authority by Securities Commissioner.
  (a) The Securities Commissioner may delegate to any person under any conditions which he or she deems appropriate any responsibilities of the commissioner as...
• § 23-42-203 - Confidentiality of Information or Proceedings Generally.
  (a) It is unlawful for the Securities Commissioner or any of his or her officers or employees to use for personal benefit any information...
• § 23-42-204 - Rules, Forms, and Orders of Securities Commissioner.
  (a) The Securities Commissioner, from time to time, may make, amend, and rescind any rules, forms, and orders which are necessary to carry out...
• § 23-42-205 - Investigations.
  (a) The Securities Commissioner, in his or her discretion, may: (1) Make any public or private investigations within or outside of this state which...
• § 23-42-206 - Records of Securities Commissioner Generally -- Interpretive Opinions.
  (a) (1) A document is filed when it is received by the Securities Commissioner or when the commissioner receives notice from his or her...
• § 23-42-207 - Public Inspection of Records -- Exceptions.
  (a) (1) Unless otherwise specified below, all information filed with the Securities Commissioner shall be available for public inspection. (2) The information contained in...
• § 23-42-208 - Cooperation With Other Regulatory Agencies.
  (a) The Securities Commissioner may enter into an arrangement, agreement, or other working relationship with federal, other state, and self-regulatory authorities whereby documents may...
• § 23-42-209 - Injunction, Mandamus, or Other Ancillary Relief.
  (a) (1) (A) Whenever it appears to the Securities Commissioner, upon sufficient grounds or evidence satisfactory to the commissioner, that any person has engaged...
• § 23-42-210 - Judicial Review.
  (a) (1) Any person aggrieved by a final order of the Securities Commissioner may obtain a review of the order in any state court...
• § 23-42-211 - Disposition of Fees.
  (a) (1) There is created on the books of the Chief Fiscal Officer of the State, the Auditor of State, and the Treasurer of...
• § 23-42-212 - Registration or Availability of Exemption Not Construed As Approval by Securities Commissioner -- Inconsistent Representation.
  (a) (1) Neither the fact that an application for registration, a notice filing, or a registration statement has been filed nor the fact that...
• § 23-42-213 - Disposition of Fines -- Investor Education Fund.
  (a) There is created on the books of the Chief Fiscal Officer of the State, the Auditor of State, and the Treasurer of State...

Last modified: November 15, 2016