Arkansas Code Title 23, Subtitle 2, Chapter 55, Article 6 - Examinations -- Reports -- Records
- § 23-55-601 - Authority to Conduct Examinations and Investigations.
(a) The Securities Commissioner or the commissioner's designee may conduct an annual examination of a licensee or of any of its authorized delegates upon...
- § 23-55-602 - Cooperation.
The Securities Commissioner may consult and cooperate with other state money services regulators and agencies of the United States Government in enforcing and administering...
- § 23-55-603 - Reports.
(a) A licensee shall file with the commissioner within 15 business days any material changes in information provided in a licensee's application as prescribed...
- § 23-55-604 - Change of Control.
(a) A licensee shall: (1) give the commissioner notice in a record of a proposed change of control within 15 days after learning of...
- § 23-55-605 - Records.
(a) A licensee shall maintain the following records for determining its compliance with this chapter for at least three years: (1) a record of...
- § 23-55-606 - Money Laundering Reports.
(a) A licensee and an authorized delegate shall file with the commissioner all reports required by federal currency reporting, record keeping, and suspicious transaction...
- § 23-55-607 - Confidentiality.
(a) Unless otherwise specified in this section, all information filed with the commissioner shall be available for public inspection under rules promulgated by the...
- § 23-55-608 - Disclosure Requirements.
(a) A licensee shall provide its name and mailing address or telephone number to the purchaser in connection with each money transmission or currency...
Last modified: November 15, 2016