Arkansas Code Title 23, Subtitle 3, Chapter 69, Subchapter 2 - Stock Insurers -- Insider Trading
- § 23-69-201 - Definition.
As used in this subchapter, unless the context otherwise requires, "equity security" means: (1) Any stock or similar security; (2) Any security convertible, with...
- § 23-69-202 - Application of §§ 23-69-204 -- 23-69-206 to Registered Equity Securities.
The provisions of §§ 23-69-204 -- 23-69-206 shall not apply to equity securities of a domestic stock insurance company if: (1) The securities shall...
- § 23-69-203 - Application of §§ 23-69-204 -- 23-69-206 to Foreign or Domestic Arbitrage Transactions.
The provisions of §§ 23-69-204 -- 23-69-206 shall not apply to foreign or domestic arbitrage transactions unless made in contravention of such rules and...
- § 23-69-204 - Statement of Owners of Equity Securities, Directors, and Officers.
Every person who is directly or indirectly the beneficial owner of more than ten percent (10%) of any class of any equity security of...
- § 23-69-205 - Prevention of Unfair Use of Information by Owners, Directors, or Officers.
(a) For the purpose of preventing the unfair use of information which may have been obtained by a beneficial owner of more than ten...
- § 23-69-206 - Restrictions on Sale of Equity Securities.
(a) It shall be unlawful for any beneficial owner of more than ten percent (10%) of any class of any equity security, director, or...
- § 23-69-207 - Equity Securities Held in an Investment Account.
(a) The provisions of § 23-69-205 shall not apply to any purchase and sale, or sale and purchase, and the provisions of § 23-69-206...
- § 23-69-208 - Rules and Regulations.
(a) The Insurance Commissioner shall have the power to make such rules and regulations as may be necessary for the execution of the functions...
Last modified: November 15, 2016