Ex parte IKEDA - Page 3




          Appeal No. 95-0589                                                          
          Application 07/873,150                                                      


               Upon thorough review of the opposing arguments presented by            
          appellant and the examiner, we agree with appellant that the                
          examiner has failed to establish a prima facie case of                      
          obviousness for the claimed subject matter.  Accordingly, we will           
          not sustain the examiner's rejection.                                       
               It is well settled that the initial burden of establishing a           
          basis for denying patentability to a claimed invention rests upon           
          the examiner.  In re Fine, 837 F.2d 1071, 1074, 5 USPQ2d 1596,              
          1598 (Fed. Cir. 1988).  In rejecting claims under 35 U.S.C.                 
          § 103, it is incumbent upon the examiner to establish a factual             
          basis to support the legal conclusion of obviousness.  Id. at               
          1074, 5 USPQ2d at 1598; In re Warner, 379 F.2d 1011, 1017, 154              
          USPQ 173, 178 (CCPA 1967).  In so doing, the examiner is required           
          to provide a reason why one having ordinary skill in the art                
          would have been led to modify a prior art reference to arrive at            
          the claimed invention.  The requisite motivation must stem from             
          some teaching, suggestion or inference in the prior art as a                
          whole or from knowledge generally available to one having                   
          ordinary skill in the art.  Uniroyal, Inc. v. Rudkin-Wiley Corp.,           
          837 F.2d 1044, 1050-52, 5 USPQ2d 1434, 1438-40 (Fed. Cir. 1988).            
               In the present case, the examiner concedes that although               
          Okamoto discloses a phase-shifting mask having a sub-space                  
          between the light shielding portion and the phase-shifting                  
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