Ex parte KAPLAN - Page 13




          Appeal No. 97-0256                                                          
          Application 08/233,215                                                      


                    37 CFR § 1.196(b) also provides that the appellant,               
          WITHIN TWO MONTHS FROM THE DATE OF THE DECISION, must exercise one          
          of the following two options with respect to the new ground of              
          rejection to avoid termination of proceedings (37 CFR § 1.197(c))           
          as to the rejected claims:                                                  
                         (1) Submit an appropriate amendment of                       
                    the claims so rejected or a showing of facts                      
                    relating to the claims so rejected, or both,                      
                    and have the matter reconsidered by the                           
                    examiner, in which event the application will                     
                    be remanded to the examiner. . . .                                
                         (2) Request that the application be                          
                    reheard under § 1.197(b) by the Board of                          
                    Patent Appeals and Interferences upon the same                    
                    record. . . .                                                     
                    Should the appellant elect to prosecute further before            
          the Primary Examiner pursuant to 37 CFR § 1.196(b)(1), in order to          
          preserve the right to seek review under 35 U.S.C. §§ 141 or 145             
          with respect to the affirmed rejection, the effective date of the           
          affirmance is deferred until conclusion of the prosecution before           
          the examiner unless, as a mere incident to the limited prosecution,         
          the affirmed rejection is overcome.                                         
                    If the appellant elects prosecution before the examiner           
          and this does not result in allowance of the application,                   
          abandonment or a second appeal, this case should be returned to the         



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