Ex parte BAKER - Page 3




          Appeal No. 94-0570                                                           
          Application 07/389,382                                                       


               The pending claims (Claims 18-28) all stand rejected                    
          under 35 U.S.C. § 101 as being drawn to non-statutory subject                
          matter.  Claims 24 and 25 additionally stand rejected under 35               
          U.S.C.                                                                       
          § 112, first paragraph, as lacking a written description.                    
          Rejection for non-statutory subject matter                                   
               The relevant law is stated in State St. Bank v. Signature Fin.          
          Group, 149 F.3d 1368, 1373, 47 USPQ2d 1596, 1601 (Fed. Cir. 1998),           
          cert. denied 1999, U.S. App. LEXIS 493 (U.S.                                 
          Jan. 11, 1999):                                                              
               Today, we hold that the transformation of data,                         
               representing discrete dollar amounts, by a machine                      
               through a series of mathematical calculations into a                    
               final share price, constitutes a practical                              
               application of a mathematical algorithm . . .                           
               The present claims, all drafted in means-plus-function                  
          format, are directed to apparatus for determining an optimized               
          portfolio of equity stocks.  Appellant’s disclosed means is an               
          IBM compatible personal computer (386-20Mhz CPU, 80387 co-                   
          processor) programmed with the computer programs listed in                   
          Appendices I through IV of the Specification.                                
               Thus, similar to the invention in State Street, the                     
          claimed invention uses a certain computer to transform data                  

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