Ex parte HARTMAN et al. - Page 4


                     Appeal No. 95-4118                                                                                                                                                
                     Application 07/600,799                                                                                                                                            

                     appellants in their reply brief, and restated in their second supplemental reply brief, filed May 12, 1995                                                        
                     (Paper No. 21), and reaches the issues of the use of fibrous, carbonaceous material and the matter of                                                             
                     color or translucency.  Indeed, as we noted above, Hess is relied on by the examiner in this instance in                                                          
                     the same manner as in the second ground of rejection which we consider below.  It is further                                                                      
                     inescapable from a complete review of Friend that this reference contains disclosure that is clearly and                                                          
                     specifically applicable to appealed claim 1, as we discuss below in remanding this application to the                                                             
                     examiner, which disclosure the examiner could not have avoided reviewing in reaching the disclosure                                                               
                     concerning inks.  Such use of references not included in the statement of the rejection is clearly                                                                
                     impermissible.  See In re Hoch, 428 F.2d 1341, 1342 n. 3, 166 USPQ 406, 407 n.3 (CCPA 1970);                                                                      
                     compare Ex parte Raske, 28 USPQ2d 1304, 1304-05 (Bd. Pat. App. & Int. 1993).                                                                                      
                                Therefore, we have considered the issue of the obviousness of the claimed composition                                                                  
                     encompassed by the appealed claims with respect to the applicability of Tennent alone, based solely on                                                            
                     the evidence in that reference and the examiner’s apparently unsupported allegations of matters                                                                   
                     “notoriously well known in the art.”  Even if the examiner’s allegations are supported, we find no reason                                                         
                     on this record why one of ordinary skill in this art would have been motivated to combine such                                                                    
                     knowledge with the teachings of Tennent to arrive at appellants’ coating composition, in the absence of                                                           
                     appellants’ disclosure.  See generally, In re Vaeck, 947 F.2d 488, 493, 20 USPQ2d 1438, 1442                                                                      
                     (Fed. Cir. 1991), citing In re Dow Chemical Co., 837 F.2d 469, 473, 5 USPQ2d 1529, 1531 (Fed.                                                                     
                     Cir. 1988) (“Both the suggestion and the reasonable expectation of success must be found in the prior                                                             
                     art and not in applicant’s disclosure.”); In re Horn, 203 USPQ 969, 971 (CCPA 1979) (“[S]implicity                                                                
                     and hindsight are not proper criteria for resolving the issue of obviousness.”); Ex parte Levengood, 28                                                           
                     USPQ2d 1300, 1301-02 (Bd. Pat. App. & Int. 1993) (“At best, the examiner’s comments regarding                                                                     
                     obviousness amount to an assertion that one of ordinary skill in the relevant art would have been able to                                                         
                     arrive at appellant’s invention because he had the necessary skills to carry out the requisite process                                                            
                     steps.  This is an inappropriate standard for obviousness. . . . That which is within the capabilities of one                                                     
                     skilled in the art is not synonymous with obviousness. Ex parte Gerlach, 212 USPQ 471 (Bd. App.                                                                   
                     1980).”).                                                                                                                                                         


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