Ex parte WOZNIAK et al. - Page 4




                Appeal No. 96-3935                                                                                                        
                Application 08/209,673                                                                                                    


                with radiation.  The examiner additionally notes that this crosslinked polyethylene oxide viscoelastic                    

                memory means is described as being used as a flow control valve in an injection device. The examiner                      

                further urges that                                                                                                        

                                With regard to "produced by the steps of:" phrase, the method of forming the                              
                        device is not germane to the issue of patentability of the device itself.  Therefore, this                        
                        limitation has not been given patentable weight.                                                                  
                                Also, it has been held that functional "whereby" statement does not define any                            
                        structure and accordingly cannot serve to distinguish.  In re Mason, 114 USPQ 127,                                
                        44 CCPA 937 (1957).  (Examiner's Answer, page 3)                                                                  


                        We do not share the examiner’s view of the pertinence of the method steps set forth in                            

                independent claim 40, or of the “whereby” clause in this claim.  Contrary to the examiner’s position, we                  

                consider that the steps recited in forming the viscoelastic memory means of appellants’ claim 40 and the                  

                whereby clause therein together define a structural characteristic of the memory means which is not                       

                taught or suggested in Wozniak.  More specifically, claim 40 sets forth that the viscoelastic memory                      

                means is produced by the steps of: exposing a hydrophilic polymer to ionizing radiation to create                         

                crosslinks within the polymer; heating the polymer to substantially its crystalline melt temperature;                     

                altering the shape of the polymer from a first configuration to a second configuration either before or                   

                after the heating step; and then cooling                                                                                  






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