Ex parte ROBERTSON et al. - Page 4




              Appeal No. 1996-4170                                                                                             
              Application 08/413,657                                                                                           


                      Our review of the examiner’s position leads us to conclude that the examiner has                         
              not considered the disclosure of poly-DADMAC in Finck in the proper context.  In Finck,                          
              poly-DADMAC is not one of the polymers which are part of the invention described in that                         
              patent.  Rather, poly-DADMAC is described in Finck as a conventional pitch control agent                         
              and is used only as a comparison in order to show that the copolymers used in the Finck                          
              invention provide an improvement over such previously known pitch control agents.  See                           
              column 5, lines 61-64 of Finck.  Thus, one reading Finck must read its disclosure of poly-                       
              DADMAC in the context of its description as a comparative compound, not part of of                               
              Finck’s invention.  This is important in this case since the examples of Finck were                              
              performed in a laboratory setting (column 5, lines 4-59), not in a papermaking machine,                          
              which is the environment required by the claim 1 on appeal.                                                      
                      The examiner has also misdescribed the disclosure of Shair as teaching the use of                        
              “polyquaternary compounds” as biocides.  Shair actually teaches that specified                                   
              polyquaternary amines function as biocides, not polyquaternary compounds in general.                             
              See column 1, lines 5-16 of Shair, disclosing polyquaternary amines having a specified                           
              formula.                                                                                                         
                      When Finck and Shair are read in the correct context, the examiner’s case falls                          
              short. While Finck indicates that poly-DADMAC is a conventional pitch control agent in                           
              papermaking, the examiner has not relied upon references which actually describe adding                          


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