Ex parte YAMAGUCHI - Page 5




              Appeal No. 97-3749                                                                                          
              Application 08/360,069                                                                                      



                     In rejecting claims under 35 U.S.C. § 103, it is incumbent upon the examiner to                      
              establish a factual basis to support the legal conclusion of obviousness.  See In re Fine,                  
              837 F.2d 1071, 1073, 5 USPQ2d 1596, 1598 (Fed. Cir. 1988).  In so doing, the examiner                       
              is expected to make the factual determinations set forth in Graham v. John Deere Co., 383                   
              U.S. 1, 17, 148 USPQ 459, 467 (1966), and to provide a reason why one having ordinary                       
              skill in the pertinent art would have been led to modify the prior art or to combine prior art              
              references to arrive at the claimed invention.  Such reason must stem from some teaching,                   
              suggestion or implication in the prior art as a whole or knowledge generally available to                   
              one having ordinary skill in the art.  Uniroyal, Inc. v. Rudkin-Wiley Corp., 837 F.2d 1044,                 
              1051, 5 USPQ2d 1434, 1438 (Fed. Cir.), cert. denied, 488 U.S. 825 (1988); Ashland Oil,                      
              Inc. v. Delta Resins & Refractories, Inc.,                                                                  
              776 F.2d 281, 293, 227 USPQ 657, 664 (Fed. Cir. 1985), cert. denied, 475 U.S. 1017                          
              (1986); ACS Hosp. Sys., Inc. v. Montefiore Hosp., 732 F.2d 1572, 1577, 221 USPQ 929,                        
              933 (Fed. Cir. 1984).  These showings by the examiner are an essential part of complying                    
              with the burden of presenting a prima facie case of obviousness.  Note In re Oetiker, 977                   
              F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir. 1992).                                                     
                     We consider first the rejection of claims 1-8 under 35 U.S.C. § 103 as unpatentable                  
              over Hirai in view of Jamzadeh and Yip.  With respect to independent claim 1, the                           
              examiner has referred to Hirai as the primary reference and has indicated which features                    

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