Ex parte FOGLE - Page 5




          Appeal No. 98-0377                                                          
          Application 08/573,460                                                      


          arose without any deceptive intent or intention (see pages 3,               
          4 and 5).                                                                   
               Notwithstanding the appellant’s express disavowal of any               
          deceptive intention, the examiner entered and maintained the                
          § 251 rejection on appeal because                                           
                    Appellant [had] sufficient time (i.e. two                         
               months) to correct the error by either submitting                      
               [an] Information Disclosure Statement, Amendment                       
               under 37 CFR § 1.312(b) or by petition to [withdraw]                   
               the application from issue.  However, Appellant                        
               chose not to do so, instead, he intentionally                          
               permitted the letters patent to issue with a known                     
               defect.  Therefore, no “error without deceptive                        
               intent”, a condition precedent to reissue, has been                    
               established [answer, page 5].                                          
               The examiner’s position here is unsound for at least two               
          reasons.                                                                    
               To begin with, in rejecting a claim an examiner bears the              
          initial burden of presenting a factual basis establishing a                 
          prima facie case of unpatentability.  In re Oetiker, 977 F.2d               
          1443,     1445-46, 24 USPQ2d 1443, 1444-45 (Fed. Cir. 1990);                
          In re Piasecki, 745 F.2d  1468, 1472, 223 USPQ 785, 788 (Fed.               
          Cir. 1984).  Thus, with regard to the rejection on appeal the               
          examiner had the initial burden of presenting a factual basis               
          establishing a prima facie case that the errors at issue did                
          not arise without any deceptive intention.  The facts relied                
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