Ex parte SORENSEN et al. - Page 2




                 Appeal No. 98-1028                                                                                                                     
                 Application 08/378,809                                                                                                                 


                          Appellants’ invention pertains to a tie useful for                                                                            
                 forming a loop for retaining a bundle of elongated articles.                                                                           
                 Independent                                                                                                                            
                 claim 2, a copy of which appears in the appendix to                                                                                    
                 appellants’ brief, is illustrative of the appealed subject                                                                             
                 matter.                                                                                                                                
                          The references of record cited by the examiner as                                                                             
                 evidence of obviousness are:                                                                                                           
                 Caveney                             3,537,146                                             Nov.  3, 1970                                
                 McCormick                                    3,924,299                                             Dec.  9,                            
                 1975                                                                                                                                   
                          Claims 2-8 stand rejected under 35 U. S. C. § 103 as                                                                          
                 being unpatentable over McCormick in view of Caveney.2                                                                                 
                          The rejection is explained in the examiner’s answer                                                                           


                          2Although the examiner relies on US Patent 4,473,524 to                                                                       
                 Paradis which is of record in the instant application to                                                                               
                 support his position on appeal (see page 4 of the answer), he                                                                          
                 has not included this reference in the statement of the                                                                                
                 rejection.  Where a reference is relied on to support a                                                                                
                 rejection, whether or not in a minor capacity, there is no                                                                             
                 excuse for not positively including the reference in the                                                                               
                 statement of the rejection.  See Manual of Patent Examining                                                                            
                 Procedure (M.P.E.P.) 706.02(j); In re Hoch, 428 F.2d 1341,                                                                             
                 1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970) and Ex parte                                                                               
                 Raske, 28 USPQ2d 1304, 1305 (BPAI 1993).  Accordingly, we have                                                                         
                 not considered the teachings of the Paradis patent in                                                                                  
                 reviewing the merits of the appealed rejection.                                                                                        
                                                                           2                                                                            





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