Ex parte STANISZEWSKI - Page 3




                 Appeal No. 98-1200                                                                                                                     
                 Application 08/589,780                                                                                                                 


                 Lewis.                                                                                                                                 
                          Reference is made to the appellant's main and reply                                                                           
                 briefs (Paper Nos. 12 and 14) and to the examiner's final                                                                              
                 rejection and                                                                                                                          
                 answer (Paper Nos. 4 and 13) for the respective positions of                                                                           
                 the                                                                                                                                    







                 appellant and the examiner with regard to the merits of this                                                                           
                 rejection.        2                                                                                                                    
                          As indicated above, independent claim 18 recites a                                                                            
                 mounting device comprising, inter alia, a split sleeve                                                                                 


                          2On page 3 in the answer, the examiner refers to U.S.                                                                         
                 Patent Nos. 5,590,565 to Palfenier et al. and 5,203,861 to                                                                             
                 Irwin et al. to support his position on appeal.  Neither of                                                                            
                 these references, however, appears in the statement of the                                                                             
                 appealed rejection.  Where a reference is relied on to support                                                                         
                 a rejection, whether or not in a minor capacity, there is no                                                                           
                 excuse for not positively including the reference in the                                                                               
                 statement of the rejection.  In re Hoch, 428 F.2d 1341, 1342                                                                           
                 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).  Accordingly, we have                                                                          
                 not considered the teachings of Palfenier et al. or Irwin et                                                                           
                 al. in reviewing the merits of the examiner's rejection.                                                                               
                                                                           3                                                                            





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