Ex parte TUTT et al. - Page 2


                Appeal No. 1996-1887                                                                                                       
                Application 08/295,315                                                                                                     

                further in view of Vanier et al. ‘144 (answer, pages 3-6).2                                                                
                        It is well settled that in order to establish a prima facie case of obviousness, “[b]oth the                       
                suggestion and the expectation of success must be founded in the prior art, not in applicant’s                             
                disclosure.” In re Dow Chemical Co., 837 F.2d 469, 473, 5 USPQ2d 1529, 1531 (Fed. Cir. 1988).                              
                Thus, a prima facie case of obviousness is established by showing that some objective teaching or                          
                suggestion in the applied prior art taken as a whole and/or knowledge generally available to one of                        
                ordinary skill in the art would have led that person to the claimed invention as a whole, including each                   
                and every limitation of the claims, without recourse to the teachings in appellants’ disclosure.  See                      
                generally, In re Oetiker, 977 F.2d 1443, 1447-48, 24 USPQ2d 1443, 1446-47 (Fed. Cir. 1992)                                 
                (Nies, J., concurring); In re Warner, 379 F.2d 1011, 1014-17, 154 USPQ 173, 176-78 (CCPA                                   
                1967).                                                                                                                     
                        We agree with appellants that the examiner has failed to carry his burden of making out a prima                    
                facie case of obviousness with respect to the claimed invention.  We have interpreted appealed claim 7                     
                in light of appellants’ specification as it would be interpreted by one of ordinary skill in this art to                   
                encompass a process of forming an ablation image comprising at least heating  by means of a laser, a                       
                dye-ablative recording element comprising at least a support, an image dye layer, and a polymeric                          
                overcoat comprising at least a polyurethane, cellulose nitrate, cellulose acetate propionate, gelatin or a                 
                polyacrylate containing polytetrafluoroethylene (PTFE) beads, but not a separate receiving element.                        
                See In re Morris, 127 F.3d 1048, 1054-55, 44 USPQ2d 1023, 1027 (Fed. Cir. 1997).  The sole                                 
                disclosure in the record adduced by the examiner that pertains to the laser heating of an element that                     
                contains a support, a dye layer, and overcoat , but no receiving element, is the section of DeBoer ‘572                    
                Example 3 involving a “variation to demonstrate positive imaging” formed by the laser heating of an                        
                assembly that includes both a dye-donor element and a dye-receiver element, wherein the “evaluation                        
                was done . . . [without a] dye-receiver” such that an “air stream was blown over the donor surface” to                     
                remove dye “sublimed away by the laser” (col. 17, lines 40-67; emphasis supplied).                                         
                        The overcoat used in the dye-donor element of this section of DeBoer ‘572 was formed                               

                                                                                                                                           
                2  The references relied on by the examiner are listed at page 2 of the answer.                                            

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