Ex parte KAO et al. - Page 2




            Appeal No. 96-3169                                                                 2              
            Application No. 08/271,273                                                                        


            the reaction occurs under conditions that result in a combined level of difatty                   
            ketones and $-ketoesters of 300 ppm or less.  The second stage reaction conditions                
            include controlling the amount of an easily removable alcohol formed as a byproduct               
            of the transesterification reaction, a specific temperature and pressure range, a                 
            specific mole ratio and sparging with an inert gas.                                               
                                                                                                             
                                                THE CLAIMS                                                    
            Claim 1 is illustrative of appellants’ invention and is reproduced below.                         

                                                                                              $-ketoesters    
            of about 300 ppm or less in the resulting highly esterified polyol fatty acid                     
            polyesters, and that result in at least about 96% of the hydroxy groups of the                    
            polyol being esterified, said reaction conditions including:                                      
                   (a)  controlling the level of easily removable alcohol in the liquid phase of the          
            second stage reaction mixture to from about 10 to about 150 ppm; and                              
                   (b) heating the second stage reaction mixture to temperatures in the range of              
            from about 79.4°C to about 135°C and a pressure of from about 15 to about 100                     
            mm Hg; and                                                                                        
                   (c)  sparging with an inert gas; and                                                       
                   (d) keeping the molar ratio of fatty acid esters of easily removable alcohols to           
            each esterifiable hydroxy group of the polyol in the range of from about 0.91 to                  
            about 1.4:1.                                                                                      
                                                                                                             

                                        THE REFERENCE OF RECORD                                               
            As evidence of obviousness, the examiner relies upon the following                                
            references.                                                                                       
            Willemse                  4,973,682                        Nov. 27, 1990                          
            Volpenhein                4,518,772                        May. 21, 1985                          

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