Ex parte SCHULTZ - Page 9




          Appeal No. 1997-4397                                                        
          Application 08/395,698                                                      

          reasoning that a swivel joint must be there to provide                      
          continuous monitoring while the rig is rotating.                            
               We are not persuaded that Sorensen fairly discloses or                 
          suggests a swivel-type joint that permits continuous                        
          withdrawal of vapors while the drill rig is rotating.  It is                
          difficult to discern the extent of the teachings of Sorensen                
          after reading Appellant's disclosure without the use of                     
          hindsight.  However, since the swivel assembly is said to be                
          Appellant's invention, more than mere speculation about what                
          is disclosed is required to establish a prima facie case.  See              
          In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA                  
          1967) (it is improper to resort to speculation or unfounded                 
          assumptions to supply deficiencies in the factual basis for a               
          rejection).                                                                 
               Because Sorensen states that the working cycle is                      
          repeated, the statement that monitoring may take place at                   
          short intervals and "without interrupting the drilling                      
          process" does not unambiguously imply (as the Examiner                      
          assumes, FR6) that fluid is continuously conveyed through line              
          32 to the unit 9 through a swivel-type connection.  Appellant               
          has a valid point that "without interrupting the drilling                   

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