Ex parte CARTER - Page 4




                   Appeal No. 1998-0389                                                                                               Page 4                        
                   Application No. 08/576321                                                                                                                        


                   structure.  See Valmont Indus. Inc. v. Reinke Mfg. Co., 983 F.2d 1039, 1042, 25 USPQ2d                                                           
                   1451, 1454 (Fed. Cir 1993).                                                                                                                      
                            The initial Valmont requirement is that the prior art perform the same function as                                                      
                   that of the means recited in the claim.  While the examiner has alleged that this is the case,                                                   
                   he has not provided a detailed explanation of what structure in Benz performs the various                                                        
                   functions.  Moreover, even considering, arguendo, that the Benz structure performs the                                                           
                   claimed functions, the examiner has failed to establish that the structure is the same as that                                                   
                                                                                  1                                                                                 
                   disclosed by the appellants or its equivalent.   In this regard, not only has the means in the                                                   

                            1While there is no litmus test for an “equivalent” that can be applied with absolute                                                    
                   certainty and predictability, there are several indicia that are sufficient to support a                                                         
                   conclusion of equivalency or non-equivalency.  These include:                                                                                    
                            (1) Whether the prior art elements perform the function specified in the claim                                                          
                            in substantially the same way, and produce substantially the same results as                                                            
                            the corresponding structure disclosed in the specification.  Odetics Inc. v.                                                            
                            Storage Tech. Corp., 185 F.3d 1259, 1267, 51 USPQ2d 1225, 1229-30                                                                       
                            (Fed. Cir. 1999).                                                                                                                       
                            (2) Whether a person of ordinary skill in the art would have recognized the                                                             
                            interchangeability of the elements shown in the prior art for the                                                                       
                            corresponding elements disclosed in the specification.  Al-Site Corp. v. VSI                                                            
                            Int'l Inc., 174 F.3d 1308, 1316, 50 USPQ2d 1161, 1165 (Fed. Cir. 1999).                                                                 
                            (3) Whether the prior art elements are the structural equivalents of the                                                                
                            corresponding elements disclosed in the specification.  In re Bond,       910                                                           
                            F.2d 831, 833, 15 USPQ2d 1566, 1568 (Fed. Cir. 1990).                                                                                   
                            (4) Whether there are insubstantial differences between the prior art                                                                   
                            elements and the corresponding elements disclosed in the specification.                                                                 
                                                                                                                              (continued...)                        







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