Ex parte HANCOCK et al. - Page 11




          Appeal No. 1998-0879                                                        
          Application 08/251,730                                                      

          "trailing header."  The headers, including header 68, refer                 
          to the compression of elementary units which follow the                     
          header; they do not refer back to the blocks of the                         
          preceding quadruple of elementary units.  Therefore, the                    
          header always precedes the escape code, contrary to the                     
          limitation of the claims.  Kantner expressly states (col. 5,                
          lines 38-39):  "Subsequent to a byte header 68, occurrence                  
          of an escape code 70 in the location of an index block is                   
          indicated."  Thus, the header precedes the escape code.                     
          Kantner provides very little information about the actual                   
          working of the escape code and headers when the escape code                 
          specifies a run length for a compression technique                          
          (unchanged or homogeneous, col. 5, lines 39-43).  It is not                 
          clear whether there is still a header for every quadruple of                
          elementary units when the run length extends past the                       
          boundary of the quadruple of elementary units and, if so,                   
          what the header specifies.  It is improper to resort to                     
          speculation or unfounded assumptions to supply deficiencies                 
          in the factual basis for a rejection.  In re Warner,                        
          379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA 1967).  There                  



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