LEVIEN V. KATAYAMA et al. - Page 26


                 Interference No. 103,587                                                                                                            

                          In the present case, Levien has little in the way of activity which took place during the                                  
                 period of delay.  Levien relies heavily on an alleged lack of funds as an excuse for not having                                     
                 filed his application sooner.  However, Levien has cited no case which supports the proposition                                     
                 that lack of funds is a sufficient excuse for delay in filing a patent application and we are of the                                
                 opinion that a lack of funds is not a sufficient excuse.                                                                            
                          Furthermore, the testimony of the corroborating witness Jack Levien as to the inventor’s                                   
                 activity after November 1987 is limited to paragraph 17 of his testimony.  That testimony is                                        
                 meager.  It does not corroborate Raphael’s testimony that he did not file a patent application until                                
                 February 6, 1990 due to lack of funds.  In essence, it indicates that his son licensed an earlier                                   
                 invention to a U.S. corporation in September 1989, that he told his son to use the funds from the                                   
                 license to “file patents on his other ideas”  and that after the funds were received, Raphael had                                   
                 the funds to pay for filing the patent application that evolved into his involved patent.  There is                                 
                 no other corroborated activity.  Most notably, there is no corroborating evidence that the inventor                                 
                 lacked the funds prior to licensing his patent to file an application for patent on the involved                                    
                 invention; the corroborating testimony merely indicated that Raphael Levien used funds from the                                     
                 license to file his application.  Even assuming Raphael lacked the funds needed to file his patent                                  
                 application, there is no evidence that Raphael attempted to obtain funding within a reasonable                                      
                 time after November 1987 and failed.  The licensed patent referred to in the testimony is not                                       
                 identified in the record, and it may be that it could have been licensed at an earlier date if                                      
                 Raphael were in need of funding.                                                                                                    
                          Taking the facts and circumstances of this case into consideration, including the fact that                                
                 Raphael Levien was a young man at the time in question and resided with his parents at the time                                     
                 of his alleged actual reduction to practice, we conclude that the period of about 27 months                                         



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