Ex parte BURNS et al. - Page 8




          Appeal No. 2000-0604                                                        
          Application No. 08/483,735                                                  


          opening in the bottom cover 11.  Consequently, we share                     
          appellants' view that the examiner's characterization of the                
          top cover 1, four side covers 2 and bottom cover 11 as a                    
          delivery housing having an opening in the bottom cover as                   
          required by claims 43 and 44 is not well founded.                           
               Moreover, with particular regard to method claim 43, the               
          examiner's position that, notwithstanding the teaching by                   
          Burgess that the device should typically be installed just                  
          below ground level, placement of the entire device into the                 
          ground is not likely "because the size of the hole would have               
          to be much larger to put the delivery housing into the ground               
          than just the target surface" (answer, page 4), appears to us               
          to be based upon unfounded assumptions or speculation.                      
          Rejections based on 35 U.S.C. § 103 must rest on a factual                  
          basis.  In making such a rejection, the examiner has the                    
          initial duty of supplying the requisite factual basis and may               
          not, because of doubts that the invention is patentable,                    
          resort to speculation, unfounded assumptions or hindsight                   
          reconstruction to supply deficiencies in the factual basis.                 
          In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA                  
          1967), cert. denied, 389 U.S. 1057 (1968).  In this instance,               
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