Ex parte ROWAN - Page 6




          Appeal No. 2001-0466                                                        
          Application No. 29/112,628                                                  


          the area enclosed by the outer frame as proposed by the                     
          examiner, such modification would not result in the claimed                 
          design.  The resulting picture frame would not give the                     
          impression of square inner and outer frames (appellant's                    
          Figures 1-3) or a square outer frame and circular inner frame               
          (appellant's Figures 4-6).                                                  
               Rejections based on 35 U.S.C. § 103 must rest on a                     
          factual basis.  In making such a rejection, the examiner has                
          the initial duty of supplying the requisite factual basis and               
          may not, because of doubts that the invention is patentable,                
          resort to speculation, unfounded assumptions or hindsight                   
          reconstruction to supply deficiencies in the factual basis.                 
          In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA                  
          1967), cert. denied, 389 U.S. 1057 (1968).                                  
               We are cognizant of the examiner's assertions on page 4                
          of the answer that "[t]his simple change in proportions (the                
          choice of square versus rectangle) is notoriously old in the                
          picture frame art, [and] would have been obvious to one                     
          skilled in the art."  However, these assertions are conclusory              
          in nature and are not supported by any evidence supplied by                 
          the examiner in making the rejection.                                       
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