Ex parte THOTTATHIL et al. - Page 6




              Appeal No.  2001-0665                                                                                          
              Application 08/439,920                                                                                         

              advantages compared with the closest prior art intermediate of Holton.  As stated in the                       
              Appeal Brief, pages 6 and 7, a solid precursor ($-lactam) is advantageous because solids                       

              are more easily prepared and employed, particularly at larger scales.  Solids, especially                      
              crystalline solids, can be purified and isolated more easily, e.g., by crystallization and                     
              filtration, and are easier to handle and more stable for storage than liquids.  In this regard,                
              appellants invite attention to the following paragraph bridging pages 8 and 9 of the instant                   
              specification:                                                                                                 
                      Preferred $-lactams of the present invention are those compounds . . .                                 
                      which are crystalline compounds, rather than liquids (oils) at ambient                                 
                      conditions.  Such crystalline compounds are advantageous relative to liquid                            
                      compounds as they may be more easily prepared and obtained in pure form,                               
                      particularly at larger scales, thus facilitating their subsequent use as                               
                      intermediates in the formation of sidechain-bearing taxanes such as taxol                              
                      and taxol derivatives. (Emphasis added).                                                               
              According to appellants, the crystalline solid form of the $-lactam which can be a precursor                   

              to the presently claimed intermediate is unexpected and advantageous.                                          
              Accordingly, appellants argue that their claimed intermediate possesses unexpected                             
              advantages with respect to ease of preparation compared with the 1-ethoxyethoxy                                
              intermediate disclosed by Holton.                                                                              
                      Appellants also argue that the claimed intermediate (formula (VII)) has a non-                         
              asymmetric group at the 20 position on the C-13 sidechain; that the closest prior art                          
              intermediate of Holton has an asymmetric group at that position; and that this difference                      
              gives rise to significant advantages possessed by the claimed intermediate (Appeal Brief,                      

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