Ex parte PAI et al. - Page 8




          Appeal No. 1997-3646                                       Page 8           
          Application No. 08/172,521                                                  


          the separate list of charge transport materials (CTMS) set                  
          forth                                                                       
          at pages 26-34a thereof.  The examiner has not adequately                   
          explained, nor do we find, that either of the applied                       
          references, alone or in combination, teaches or suggests that               
          the properties of only select hydroxy containing arylalkane                 
          compounds of Takei are such that they would serve as a ready                
          substitute for the CTM materials taught by Lindblad for use in              
          the overcoat layer.                                                         
               In order for a prima facie case of obviousness of the                  
          claimed invention to be established, the prior art as applied               
          must be such that it would have provided one of ordinary skill              
          in the art with both a suggestion to carry out appellants'                  
          claimed invention and a reasonable expectation of success in                
          doing so.  See In re Dow Chemical Co., 837 F.2d 469, 473, 5                 
          USPQ2d 1529,                                                                
          1531 (Fed. Cir. 1988).  "Both the suggestion and the                        
          expectation of success must be founded in the prior art, not                
          in the applicant's disclosure."  Id.                                        










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