Ex parte AUGURT - Page 9





                 Appeal No. 1997-3805                                                                                                               
                 Application No. 08/439,602                                                                                                         

                  September           Parent application 08/121,072 filed                                                                           
                  14, 1993                                                                                                                          
                  January 26,         Restriction requirement made in ‘072,                                                                         
                  1994                separating “phenyl” genus (P) and                                                                             
                                      “hydroxy alkyl” genus (HA)                                                                                    
                  May 12, 1995        P divisional filed (08/439,602)                HA divisional filed (08/439,603)                               
                                                                                     Concurrent preliminary amendment adds                          
                                                                                     phenyl diethanolamine species (PHA)                            
                                                                                     claims                                                         
                  September           PTO rejects on several grounds, including      PTO rejects                                                    
                  20, 1995            provisional obvious-type double patenting                                                                     
                                      rejection over PHA claims                                                                                     
                  November 6,                                                        Applicant responds (about 1.5 months after                     
                  1995                                                               rejection)                                                     
                  January 5,          Applicant responds (about 3.5 months                                                                          
                  1996                after rejection)                                                                                              
                  February 1,                                                        PTO finally rejects (about 3 months after                      
                  1996                                                               response)                                                      
                  April 5, 1996       PTO finally rejects  (about 3 months after                                                                    
                                      response)                                                                                                     
                  April 29, 1996                                                     Applicant responds (about 3 months after                       
                                                                                     final rejection)                                               
                  May 14, 1996                                                       PTO allows                                                     
                  September           Applicant responds (about 5 months after                                                                      
                  27, 1996            final rejection)                                                                                              
                  October 8,                                                         PTO issues patent                                              
                  1996                                                                                                                              
                  October 9,          Applicant files notice of appeal                                                                              
                  1996                                                                                                                              
                  October 16,         PTO sends advisory action                                                                                     
                  1996                                                                                                                              
                  April 4, 1997       Applicant files appeal brief                                                                                  




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