Ex parte CARTER et al. - Page 4




                   Appeal No. 1998-0810                                                                                               Page 4                        
                   Application No. 08/537,966                                                                                                                       


                   effectively regulate the electroslag refining process” (Answer, pages 3 and 4).  The                                                             
                   appellants argue in rebuttal that the rejection must fail because the claims on appeal set                                                       
                   forth the invention through the use of a number of means-plus-function recitations of                                                            
                   structure, and that the examiner has failed to point out exactly where these limitations are                                                     
                   found in the applied prior art.  The examiner’s response is that the appellants’ claims                                                          
                   merely set forth a manner or method of use of the apparatus and “the manner in which                                                             
                   these components are operated, since they can clearly be operated in the manner recited                                                          
                   in the appealed claims, cannot be relied upon to further distinguish the appealed                                                                
                   apparatus claims” (Answer, pages 3 and 4).                                                                                                       
                            According to our reviewing court, means-plus-function limitations must be evaluated                                                     
                   in the context of the sixth paragraph of 35 U.S.C. § 112.  In order for such a limitation to be                                                  
                   met, the prior art must perform the identical function recited in the means limitation, and                                                      
                   perform that function using the structure disclosed in the appellant’s specification or an                                                       
                                                1                                                                                                                   
                   equivalent structure.   See Valmont Indus., Inc. v. Reinke Mfg. Co., 983 F.2d 1039, 1042,                                                        

                            1While there is no litmus test for an “equivalent” that can be applied with absolute                                                    
                   certainty and predictability, there are several indicia that are sufficient to support a                                                         
                   conclusion of equivalency or non-equivalency.  These include:                                                                                    
                            (1) Whether the prior art elements perform the function specified in the claim                                                          
                            in substantially the same way, and produce substantially the same results as                                                            
                            the corresponding structure disclosed in the specification.  Odetics Inc. v.                                                            
                            Storage Tech. Corp., 185 F.3d 1259, 1267, 51 USPQ2d 1225, 1229-30                                                                       
                            (Fed. Cir. 1999).                                                                                                                       
                                                                                                                              (continued...)                        







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