Ex parte HEIKES - Page 5




              Appeal No. 1998-2598                                                                                        
              Application No. 08/549,078                                                                                  

              in-part applications in a chain of priority under 35 U.S.C. § 120, there must be a                          
              determination with respect to what effect the presentation of new matter has in the patent’s                
              chain of priority -- whether the patent disclosure represents “secret prior art” as to the                  
              application at issue, and is thus not effective as a reference.                                             
                     If...[the USPTO] wishes to utilize against an applicant a part of that patent                        
                     disclosure found in an application filed earlier than the date of the application                    
                     which became the patent, it must demonstrate that the earlier-filed                                  
                     application contains §§120/112 support for the invention claimed in the                              
                     reference patent.                                                                                    
              Wertheim, 646 F.2d at 537, 209 USPQ at 564.                                                                 
                     The determinative question is whether the invention claimed in the patent finds a                    
              supporting disclosure, in the patent’s application in question, in compliance with section                  
              112, as required by section 120, so at to entitle that invention as “prior art” to the filing date          
              of the patent’s application.  See id.  The only date a patent has under section 102(e)(2) is                
              the filing date of the application on which the patent issued.  “Any earlier U.S. filing date for           
              the patent necessarily depends on further compliance with § § 120 and 112.”  Wertheim,                      
              646 F.2d at 538, 209 USPQ at 565.                                                                           
                     Thus, under 35 U.S.C. § 102(e)(2), the effective date of Butts ‘231 as a reference is                
              May 17, 1994, the filing date of the application which matured into U.S. Patent 5,452,531.                  
              If we presume the patent’s claims of priority under 35 U.S.C. § 120 to be correct, we can,                  
              without further evidence, presume that the effective filing date of Butts ‘231 is May 10,                   



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