Ex parte VROTACOE - Page 8




              Appeal No. 1999-0291                                                                                        
              Application No. 08/646,077                                                                                  

              misregister -- and in our view does not disclose or suggest any requirement that the                        
              difference in speed of the printing plate and the speed of the press be determined.                         
                     The rejection does not offer any extrinsic evidence (e.g., additional references) in                 
              support of the interpretation of Palmatier that is in controversy.  Our reviewing court,                    
              however, has set out clear standards for establishing inherency.                                            
                     To establish inherency, the extrinsic evidence "must make clear that the                             
                     missing descriptive matter is necessarily present in the thing described in                          
                     the reference, and that it would  be so recognized by persons of ordinary                            
                     skill."  "Inherency, however, may not be established by probabilities or                             
                     possibilities.  The mere fact that a certain thing may result  from a given set                      
                     of circumstances is not sufficient."                                                                 
              In re Robertson, 169 F.3d 743, 745, 49 USPQ2d 1949, 1950-51 (Fed. Cir. 1999)                                
              (citations omitted).  The allocation of burdens requires that the USPTO produce the factual                 
              basis for its rejection of an application under 35 U.S.C. § § 102 and 103.  In re Piasecki,                 
              745 F.2d 1468, 1472, 223 USPQ 785, 788 (Fed. Cir. 1984) (citing In re Warner, 379 F.2d                      
              1011, 1016, 154 USPQ 173, 177 (CCPA 1967)).  The one who bears the initial burden of                        
              presenting a prima facie case of unpatentability is the examiner.  In re Oetiker, 977 F.2d                  
              1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir. 1992).  Since the factual basis for the                         
              rejection of independent claims 1 and 11 is lacking, we conclude that the initial burden has                
              not been met, and cannot sustain the rejection.                                                             






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