Ex parte KLEID et al. - Page 8


                  Appeal No. 1999-1157                                                                                      
                  Application No. 08/482,321                                                                                


                         keep in mind that the issue is whether there would have been                                       
                         motivation to substitute the attenuator-deleted trp promoter for Cohen                             
                         et al’s lac promoter, not for an intact trp promoter.  Thus, while the                             
                         ordinarily skilled artisan might possibly have been motivated to                                   
                         substitute the attenuator-deleted trp promoter for an intact trp                                   
                         promoter in order to achieve increased gene expression … he or she                                 
                         simply would not have known whether substitution of the lac promoter                               
                         of Cohen et al with the attenuator-deleted trp promoter would have                                 
                         provided increased gene expression.  In other words, as of the filing                              
                         date of the present application, there simply was no way to compare                                
                         the efficiencies of the attenuator-deleted trp promoter and the lac                                
                         promoter employed by Cohen et al.                                                                  
                         We agree with appellants.  The examiner has provided no evidence                                   
                  suggesting that the trp promoter mutants of appellants’ claimed invention would                           
                  provide an increase in the expression of a heterologous gene relative to the lac                          
                  promoter of Cohen.  As appellants explain, each of the examiner’s arguments                               
                  concerning an increased level of expression resulting from a trp promoter mutant                          
                  are relative to the wild-type trp promoter.                                                               
                         Appellants provide the Kleid Declaration4 to support their argument                                

                  concerning unexpected results.  Kleid explains (Declaration, page 5) that “[t]he                          
                  yields obtained by the method of the present invention were unpredictable and                             
                  unexpected at the time this invention was made … [t]he relative heterologous                              
                  protein yields from small-scale fermentations are apparent from Figures 3, 7 and 11                       
                  of the present application.”                                                                              
                         Figure 7, of the specification, compares the level of expression of a                              
                  heterologous gene, human growth hormone (HGH), resulting from the use of the lac                          




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