Ex parte DONNELLY et al. - Page 4




            Appeal No. 1999-1370                                                                         
            Application No. 08/513,350                                                                   

            circumstances, we are constrained to regard the examiner’s                                   
            obviousness conclusion as based on impermissible hindsight                                   
            rather than prior art teachings.  To the extent that the                                     
            examiner’s conclusion of obviousness might implicitly involve                                
            an inherency theory, it is appropriate to emphasize that a                                   
            retrospective view of inherency cannot serve as a substitute                                 
            for actual teaching or suggestion in the prior art.  In re                                   
            Newell, 891 F.2d 899, 901, 13 USPQ2d 1248, 1250 (Fed. Cir.                                   
            1989).  It follows that we cannot sustain the section 103                                    
            rejection advanced by the examiner on this appeal.                                           
                  As a final matter of concern, we note that the examiner                                
            refers to a nonapplied reference of record (i.e., the Klasell                                
            patent 5,439,749) on page 4 of the answer in an apparent                                     
            attempt to support his obviousness conclusion.  However, in                                  
            assessing the section 103 rejection before us, we have not                                   
            considered this reference because the examiner has not                                       
            positively included it in his statement of the rejection.  See                               
            In re Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3                                   
            (CCPA 1970); also see The Manual of Patent Examining                                         
            Procedure, § 706.02(j)(7th ed., Rev. 1, Feb. 2000).                                          



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