Ex Parte YAMAMOTO - Page 6



          Appeal No. 2001-0713                                                        
          Application 09/016,304                                                      

          outer electrodes are connected as claimed [reply brief,                     
          pages 1-5].                                                                 
          We will not sustain the rejection of claim 3 for                            
          essentially the reasons argued by appellant in the briefs.  The             
          examiner’s “findings” are based on opinion, speculation and                 
          conjecture.  The disclosure of Ogawa simply does not disclose the           
          specific recitations of claim 3 which are argued by appellant.              
          We now consider the various rejections of the claims                        
          under 35 U.S.C. § 103.  In rejecting claims under 35 U.S.C.                 
          § 103, it is incumbent upon the examiner to establish a factual             
          basis to support the legal conclusion of obviousness.  See In re            
          Fine, 837 F.2d 1071, 1073, 5 USPQ2d 1596, 1598 (Fed. Cir. 1988).            
          In so doing, the examiner is expected to make the factual                   
          determinations set forth in Graham v. John Deere Co., 383 U.S. 1,           
          17, 148 USPQ 459, 467 (1966), and to provide a reason why one               
          having ordinary skill in the pertinent art would have been led to           
          modify the prior art or to combine prior art references to arrive           
          at the claimed invention.  Such reason must stem from some                  
          teaching, suggestion or implication in the prior art as a whole             
          or knowledge generally available to one having ordinary skill in            
          the art.  Uniroyal, Inc. v. Rudkin-Wiley Corp., 837 F.2d 1044,              
          1051, 5 USPQ2d 1434, 1438 (Fed. Cir.), cert. denied, 488 U.S. 825           
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