Ex Parte SHAH et al - Page 4


                 Appeal No. 2001-1020                                             Page ~PAGE  ~4~                        
                 Application No. 09/063,524                                                                              

                 necessarily present in the prior art product.  See Ex parte Skinner, 2 USPQ2d                           
                 1788, 1789 (Bd. Pat. App. Int. 1986) (“[T]he examiner must provide some                                 
                 evidence or scientific reasoning to establish the reasonableness of the examiner’s                      
                 belief that the functional limitation is an inherent characteristic of the prior art”                   
                 before the burden is shifted to Applicants to disprove the inherency.).                                 
                        Here, we agree with Appellants that the examiner has not shown the                               
                 claims to be anticipated by either the PDR or Goodman & Gilman.  We find                                
                 ourselves in agreement with the following position, stated in the Appeal Brief:                         
                        Claims 1 and 2 are compound claims, covering a single compound.                                  
                        . . .  Neither of the references teach a single compound, but teach                              
                        Premarin as a mixture of estrogenic components, and neither of the                               
                        references teach anything about [the specifically claimed                                        
                        compound] at all.  Claim 3 is a compound claim which covers [the                                 
                        compound] in greater than 1 percent purity, which is substantially                               
                        more pure than it is in Premarin.  Neither of the references                                     
                        discloses or teaches [the compound] in greater than one percent                                  
                        purity. . . .  Claims 17 and 18 are pharmaceutical composition                                   
                        claims which cover a pharmaceutical composition containing [the                                  
                        compound] (or a salt of its 3-sulfate ester) as the sole active                                  
                        ingredient plus a pharmaceutical carrier.  Neither of the references                             
                        discloses a pharmaceutical composition containing [the compound]                                 
                        (or a salt of its sulfate ester) as the sole active ingredient in the                            
                        composition.  As none of the references contain all the limitations                              
                        required by the claims, . . . Claims 1-3 and 17-18 are not                                       
                        anticipated by the PDR or Goodman and Gilman.                                                    
                 Page 4.                                                                                                 
                        In addition, the examiner’s reliance on Ex parte Reed is misplaced.  Reed                        
                 does not reflect the current state of the law.  It is by now well-established that the                  
                 degree of purity of a compound can render it patentable over the same                                   
                 compound in an unpurified state, even if both materials share the same utility.                         
                 See, e.g., In re Bergstrom, 427 F.2d 1394, 1401, 166 USPQ 256, 262 (CCPA                                





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