Ex Parte DEININGER et al - Page 5


                 Appeal No. 09/959,009                                                          Page 5                    
                 Application No. 08/958,009                                                                               

                         blindly choose the Yamamoto sequence from among the 4 billion                                    
                         alternative bases within the human genome.  Likewise, Batzer                                     
                         would have had to choose the Yamamoto sequence from among                                        
                         the 500,000 Alu sequences found within the human genome.  The                                    
                         Yamamoto sequence was the first example of the sequence utilized                                 
                         in the present invention; it is limited to the sequence from a single                            
                         individual, and thus without significance for any polymorphism at                                
                         the locus in question.                                                                           
                 Appellants also argue that they have shown unexpectedly superior results                                 
                 compared to the prior art.  See the Appeal Brief, pages 12-13.                                           
                         “In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial                       
                 burden of presenting a prima facie case of obviousness.”  In re Rijckaert,                               
                 9 F.3d 1531, 1532, 28 USPQ2d 1955, 1956 (Fed. Cir. 1993).  “[The Examiner]                               
                 can satisfy this burden only by showing some objective teaching in the prior art or                      
                 that knowledge generally available to one of ordinary skill in the art would lead                        
                 that individual to combine the relevant teachings of the references.”  In re Fritch,                     
                 972 F.2d 1260, 1265, 23 USPQ2d 1780, 1783 (Fed. Cir. 1992).                                              
                         We agree with Appellants that the examiner has not made out a prima                              
                 facie case of obviousness.  The claims are directed to a method of estimating or                         
                 determining ethnic affiliation by measuring variability at two specific, discrete                        
                 genetic loci—Alu U and Alu D.  The references cited by the examiner show that                            
                 methods were known in the art for estimating or determining ethnic affiliation by                        
                 analyzing genetic variability (Shriver and Batzer), and that the existence of the                        
                 Alu U and Alu D sequences was known (Yamamoto).  However, there is nothing                               
                 disclosed in any of the relied-on references that would have suggested to those                          
                 of skill in the art that the Alu U and Alu D sequences, as opposed to any of the                         






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