Ex Parte SUMITOMO et al - Page 3




              Appeal No. 2002-1071                                                                  Page 3                
              Application No. 09/369,312                                                                                  


                                                       OPINION                                                            
                     In reaching our decision in this appeal, we have given careful consideration to                      
              the appellants' specification and claims, to the applied prior art references, and to the                   
              respective positions articulated by the appellants and the examiner.  Upon evaluation of                    
              the evidence of obviousness adduced by the examiner (i.e., the applied prior art                            
              references), it is our conclusion that the evidence of obviousness is insufficient to                       
              establish a prima facie case of obviousness with respect to the claims under appeal.1                       
              Accordingly, we will not sustain the examiner's rejection of claims 1 to 5 under                            
              35 U.S.C. § 103.  Our reasoning for this determination follows.                                             


                     In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial burden                     
              of presenting a prima facie case of obviousness.  See In re Rijckaert, 9 F.3d 1531,                         
              1532, 28 USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of obviousness is                          
              established by presenting evidence that would have led one of ordinary skill in the art to                  
              combine the relevant teachings of the references to arrive at the claimed invention.                        




                     1 Accordingly, there is no need in this case to weigh the evidence of unobviousness submitted by     
              the appellants (i.e., the declaration of Hideaki Kawamatsu dated September 28, 2001).  We note that         
              Figures 1 and 2 attached to that declaration and discussed on page 9 thereof may be incorrectly             
              designated.  That is, Figure 1 appears to show the shaft of the present invention since the number of plies 
              is constant and Figure 2 appears to show the shaft disclosed in Kawamatsu's patent since the number of      
              plies is not constant.  Moreover, neither figure appears to show the two innermost body sheets arranged     
              as shown in Figure 4 of Kawamatsu's patent (i.e., both sheets 6a and 6b start adjacent the mandrel 7).      






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