Ex parte SUMMERFELT et al. - Page 3




                 Appeal No. 1998-1077                                                                                     Page 3                        
                 Application No. 08/458,999                                                                                                             


                          13.  A method of forming a dielectric thin film on a                                                                          
                 substrate, said method comprising:                                                                                                     
                          combining lead and the constituents of barium and/or                                                                          
                 strontium titanate in a common solution;                                                                                               
                          calcining said common solution to form the constituents                                                                       
                 of barium and/or strontium lead titanate;                                                                                              
                          depositing said constituents of barium and/or strontium                                                                       
                 lead titanate on said substrate, thereby forming said thin                                                                             
                 film having an average grain size between 0.02 and 0.2 Fm.                                                                             

                          The sole prior art reference of record relied upon by the                                                                     
                 examiner in rejecting the appealed claims is:                                                                                          
                 Furukawa et al. (Furukawa)                            0 257 653                                    Mar. 02,                            
                 1988                                                                                                                                   
                 (Published European Patent Application)                                                                                                

                          Claims 13 and 15-17 stand rejected under 35 U.S.C. § 112,                                                                     
                 first paragraph as lacking support in the original                                                                                     
                 specification.  Claims 13 and 15-17 stand rejected under 35                                                                            
                 U.S.C. § 103 as being unpatentable over Furukawa.   Claims 13                           1                                              
                 and 15-17 stand provisionally rejected under the judicially                                                                            



                          1The examiner refers to a published paper of Yamajai et                                                                       
                 al. and a published paper of Kinoshita et al. (paragraph                                                                               
                 bridging pages 6 and 7 of the answer).  Those references are                                                                           
                 not included in the statement of the § 103 rejection and,                                                                              
                 therefore, are not properly before us.  See In re Hoch, 428                                                                            
                 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).                                                                                
                 Consequently, those references have not been considered in                                                                             
                 reaching our decision.                                                                                                                 







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