Ex Parte CLAVERIE et al - Page 4



             Appeal No. 2002-1364                                                          Page 4              
             Application No. 09/402,761                                                                        
             sucrose, methyl oleate, sucrose oleate (degree of substitution of 1.5) and sodium                 
             carbonate at 150°C under a vacuum of 3 mmHg with stirring at a linear speed of                    
             3 m/sec. for 1.5 hours.  The examiner argues that the reagents recited in claim 11 "read          
             on" the reagents used in Example 2 of Yamamoto; and that the difference between                   
             these respective processes is "the order of combining reagents" (Paper No. 14, page 4,            
             last paragraph).                                                                                  
                   Claim 11 requires a specific order of combining reagents, viz., providing a                 
             catalytically active mixture containing an alkali metal carbonate and a fatty acid lower          
             alkyl ester having formula (I); providing an emulsifier mixture containing a glycose              
             component having from 5 to 12 carbon atoms and a carbohydrate partial ester; and                  
             combining the catalytically active mixture with the emulsifier mixture, with vigorous             
             stirring, to form an emulsion/dispersion containing particles having a mean diameter              
             from 10 to 60 :m.  In Example 2, Yamamoto discloses that a 3 liter flask was charged              
             with 221.3 g of sucrose, 1501.0 g of methyl oleate, 200.0 g of sucrose oleate (D.S. of            
             1.5), and 77.7 g of sodium carbonate.  The mixture was heated with stirring to a molten           
             state, then reacted at 150° C under a vacuum of 3 mmHg with stirring at a linear speed            
             of 3 m/sec. for 1.5 hours.                                                                        
                   In an effort to bridge the difference between applicants' claimed process and the           
             process disclosed by Yamamoto, the examiner appears to invoke a per se rule of                    
             obviousness.  As stated in Paper No. 14, page 4, last paragraph, "it is prima facie               










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