Ex Parte OHTANI - Page 2




          Appeal No. 2003-0751                                       Page 2           
          Application No. 08/995,368                                                  


                                     BACKGROUND                                       
               Appellant's invention relates to a method of manufacturing a           
          semiconductor device wherein a polishing step is performed on a             
          substrate surface.  Subsequently, an amorphous silicon                      
          semiconductor film is formed thereon.  The latter film formation            
          step is followed by crystallization and patterning steps.  The              
          polishing step is carried out such that the root mean square of             
          the substrate surface roughness is smaller than the semiconductor           
          film thickness.  An understanding of the invention can be derived           
          from a reading of exemplary claim 15, which is reproduced below.            
                    15. A method of manufacturing a semiconductor device              
               comprising the steps of:                                               
                    polishing a surface over a substrate;                             
                    forming an insulating film comprising silicon oxide               
               over the polished substrate;                                           
                    forming a semiconductor film comprising amorphous                 
               silicon over said insulating film;                                     
                    crystallizing the semiconductor film by heating; and              
                    patterning the crystallized semiconductor film to form            
               an active layer,                                                       
                    wherein the surface over said substrate is polished so            
               that a root mean square of a surface roughness of said                 
               surfaces is smaller than a thickness of the semiconductor              
               film and a density of projection on said surface is 100                
               pieces/cm2 or less.                                                    

               The prior art references of record relied upon by the                  
          examiner in rejecting the appealed claims are:                              
          Zhang et al. (Zhang)     5,403,772           Apr. 04, 1995                  








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